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K-12
Full Abstract
While it is generally understood that defined benefit pension systems concentrate benefits on career teachers and impose costs on mobile teachers, there has been very little analysis of the magnitude of these effects. The authors develop a measure of implicit redistribution of pension wealth among teachers at varying ages of separation. Compared to a neutral system, often about half of an entering cohort's net pension wealth is redistributed to teachers who separate in their fifties from those who separate earlier. There is some variation across six state systems. This implies large costs for interstate mobility. Estimates show teachers who split a thirty-year career between two pension plans often lose over half their net pension wealth compared to teachers who complete a career in a single system. Plan options that permit purchases of service years mitigate few or none of these losses. It is difficult to explain these patterns of costs and benefits on efficiency grounds. More likely explanations include the relative influence of senior versus junior educators in interest group politics and a coordination problem between states.
Citation: Robert Costrell, Michael Podgursky (2009). Distribution of Benefits in Teacher Retirement Systems and Their Implications for Mobility. CALDER Working Paper No. 39
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This paper uses data from New York City to estimate how the characteristics of school principals relate to school performance, as measured by students' standardized exam scores and other outcomes. There is little evidence of any relationship between school performance and principal education and pre-principal work experience, but some evidence that experience as an assistant principal at the principal's current school is associated with higher performance among inexperienced principals. There is a positive relationship between principal experience and school performance, particularly for math test scores and student absences. The experience profile is especially steep over the first few years of principal experience. Finally, there is mixed evidence on the relationship between formal principal training and professional development programs and school performance, with the caveat that the selection and assignment of New York City principals participating in these programs make it hard to isolate their effects. The positive returns to principal experience suggest that policies which cause principals to leave their posts early (e.g., via early retirement or a move into district administration) will be costly, and the tendency for less-advantaged schools to be run by less experienced principals could exacerbate educational inequality.
Citation: Damon Clark, Paco Martorell, Jonah Rockoff (2009). School Principals and School Performance. CALDER Working Paper No. 38
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Teachers are systematically sorted across schools. Often, schools serving the lowest-achieving students staffed by the least-skilled teachers. While teachers' school preferences account for some of the sorting, school practices are also likely to be a key factor. Using value-added methods, the authors examine the relationship between a school's effectiveness during a given principal's tenure and the retention, recruitment and development of its teachers. Three key findings emerge about principal effectiveness. More effective principals: (1) are able to retain higher-quality teachers and remove less-effective teachers; (2) are able to attract and hire higher-quality teachers to fill vacancies; (3) have teachers who improve at a greater pace than those in schools with less effective leadership (there is some evidence for this, albeit weak). These findings drive home the importance of personnel practices for effective school leadership.
Citation: Tara Beteille, Demetra Kalogrides, Susanna Loeb (2009). Effective Schools: Managing the Recruitment, Development, and Retention of High‐Quality Teachers. CALDER Working Paper No. 37
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In this study authors use longitudinal data from one large school district – Miami-Dade County Public Schools, to investigate the distribution of principals across schools. They find schools serving many low-income, non-white, and low-achieving students have principals with less experience, less education, and who attended less selective colleges. This distribution of principals is partially driven by the initial match of first-time principals to schools at the beginning of their careers and is exacerbated by systematic attrition and transfer away from these schools. Supplementing these data with surveys of principals, the authors find principals' stated preferences for school characteristics mirror observed distribution and transfer patterns. Principals prefer to work in easier to serve schools with favorable working conditions which also tend to be schools with fewer poor, minority and/or low-achieving students.
Citation: Eileen Lai Horng, Demetra Kalogrides, Susanna Loeb (2009). Principal Preferences and the Unequal Distribution of Principals Across Schools. CALDER Working Paper No. 36
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While the importance of effective principals is undisputed, few studies have addressed what specific skills principals need to promote school success. This study draws on unique data combining survey responses from principals, assistant principals, teachers and parents with rich administrative data to identify which principal skills matter most for school outcomes. Factor analysis of a 42-item task inventory distinguishes five skill categories, yet only one of them, the principals' organization management skills, consistently predicts student achievement growth and other success measures. Analysis of evaluations of principals by assistant principals confirms this central result. The analysis argues for a broad view of instructional leadership that includes general organizational management skills as a key complement to the work of supporting curriculum and instruction.
Citation: Jason Grissom, Susanna Loeb (2009). Triangulating Principal Effectiveness: How Perspectives of Parents, Teachers, and Assistant Principals Identify the Central Importance of Managerial Skills. CALDER Working Paper No. 35
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School principals have complex jobs. To better understand the work lives of principals, this study uses observational time-use data for all high school principals in Miami-Dade County Public Schools. This paper examines the relationship between the time principals spent on different types of activities and school outcomes including student achievement, teacher and parent assessments of the school, and teacher satisfaction. Time spent on Organization Management activities is associated with positive school outcomes, such as student test score gains and positive teacher and parent assessments of the instructional climate, whereas Day-to-Day Instruction activities are marginally or not at all related to improvements in student performance and often have a negative relationship with teacher and parent assessments. This paper suggests that a single-minded focus on principals as instructional leaders operationalized through direct contact with teachers may be detrimental if it forsakes the important role of principals as organizational leaders.
Citation: Eileen Lai Horng, Daniel Klasik, Susanna Loeb (2009). Principal Time-Use and School Effectiveness. CALDER Working Paper No. 34
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Much has been written about the importance of school leadership, but there is surprisingly little systematic evidence on this topic. This paper presents preliminary estimates of key elements of the market for school principals, employing rich panel data on principals from Texas State. The consideration of teacher movements across schools suggests that principals follow patterns quite similar to those of teachers – preferring schools that have less demands as indicated by higher income students, higher achieving students, and fewer minority students. Looking at the impact of principals on student achievement, there are some small but significant effects of the tenure of a principal in a school. Moreover, the variation in principal effectiveness tends to be largest in high poverty schools, consistent with hypothesis that principal ability is most important in schools serving the most disadvantaged students. Finally, principals who stay in a school tend to be more effective than those who move to other schools.
Citation: Gregory F. Branch, Eric Hanushek, Steven Rivkin (2009). Estimating Principal Effectiveness. CALDER Working Paper No. 32
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Mounting pressure in the policy arena to improve teacher productivity either by improving signals that predict teacher performance or through creating incentive contracts based on performance—has spurred two related questions: Are there important determinants of teacher productivity that are not captured by teacher credentials but that can be measured by subjective assessments? And would evaluating teachers based on a combination of subjective assessments and student outcomes more accurately gauge teacher performance than student test scores alone? Using data from a midsize Florida school district, this paper explores both questions by calculating teachers' "value added" and comparing those outcomes with subjective ratings of teachers by school principals. Teacher value-added and principals' subjective ratings are positively correlated and principals' evaluations are better predictors of a teacher's value added than traditional approaches to teacher compensation focused on experience and formal education. In settings where schools are judged on student test scores, teachers' ability to raise those scores is important to principals, as reflected in their subjective teacher ratings. Also, teachers' subject knowledge, teaching skill, and intelligence are most closely associated with both the overall subjective teacher ratings and the teacher value added. Finally, while past teacher value added predicts future teacher value added the principals' subjective ratings can provide additional information and substantially increase predictive power.
Citation: Douglas Harris, Tim Sass (2009). What Makes for a Good Teacher and Who Can Tell?. CALDER Working Paper No. 30
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This paper explores the relative effects of school and neighborhood characteristics on student achievement in Texas. Previous empirical studies have estimated one of these effects in the absence of controls for the other, leading to potentially misleading results. School variables are more robust and explain a greater degree of the variance in test scores than neighborhood characteristics. Neighborhood level variables, as a group, are statistically significant even in the presence of school variables. The particular pattern of effects varies by the manner in which the school context was controlled, by poverty status, move status, and location in the conditional achievement distribution. But neighborhood always mattered. Even if neighborhood conditions are less robust than school context effects, concern about neighborhood conditions is still justified. Reducing the concentration of poverty and economic segregation may be the easiest way to decrease the "savage inequalities" that exist between schools.
Citation: Paul Jargowsky, Mohamed El Komi (2009). Before or After the Bell?: School Context and Neighborhood Effects on Student Achievement. CALDER Working Paper No. 28
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This paper analyzes households' response to the introduction of intra-district school choice and examines the impact of this choice on student test scores in Pinellas County Schools, one of the largest school districts in the United States. Households react strongly to the incentives created by such programs, leading to significant changes in the frequency of exercising alternative public schooling options, as well as changes in the composition of the "opt out" students. However, using proximity to public alternatives as an instrument for opting out of the assigned public school, the author finds no significant benefit of opting out on student achievement and that those who opt out of their default public schools often perform significantly worse on standardized tests than similar students who stay behind. The results further suggest that the short-run detrimental effects of opting out are stronger for students who opt out closer to the terminal grade of the school level. Yet the detrimental effects are weaker for disadvantaged students, who typically constitute the proposed target of school choice reforms.
Citation: Umut Özek (2009). The Effects of Open Enrollment on School Choice and Student Outcomes. CALDER Working Paper No. 26
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When given the opportunity, many teachers choose to leave schools serving poor, low-performing, and minority students. While substantial research has documented this phenomenon, far less effort has gone into understanding what features of the working conditions in these schools drive this relatively high turnover rate. This paper explores the relationship between school contextual factors and teacher retention decisions in New York City. The methodological approach separates the effects of teacher characteristics from school characteristics by modeling the relationship between the assessments of school contextual factors by one set of teachers and the turnover decisions by other teachers within the same school. Teachers' perceptions of the school administration have by far the greatest influence on teacher-retention decisions. This effect of administration is consistent for first-year teachers and the full sample of teachers and is confirmed by a survey of teachers who have recently left teaching in New York City.
Citation: Donald Boyd, Pamela Grossman, Marsha Ing, Hamilton Lankford, Susanna Loeb, James Wyckoff (2009). The Influence of School Administrators on Teacher Retention Decisions. CALDER Working Paper No. 25
Full Abstract
Using detailed data from North Carolina, this paper examines the frequency, incidence, and consequences of teacher absences in public schools, as well as the impact of a policy designed to reduce absences. The incidence of teacher absences is regressive: when schools are ranked by the fraction of students receiving free or reduced-price lunch, schools in the poorest quartile averaged almost one extra sick day per teacher than schools in the highest income quartile, and schools with persistently high rates of teacher absence were much more likely to serve low-income than high-income students. In regression models incorporating teacher fixed effects, absences are associated with lower student achievement in elementary grades. There is evidence that the demand for discretionary absences is price-elastic. Our estimates suggest that a policy intervention that simultaneously raised teacher base salaries and broadened financial penalties for absences could both raise teachers' expected income and lower districts' expected costs.
Citation: Charles Clotfelter, Helen Ladd, Jacob Vigdor (2009). Are Teacher Absences Worth Worrying about in the U.S.?. CALDER Working Paper No. 24
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Teacher attrition has attracted considerable attention as federal, state and local policies- intended to improve student outcomes, increasingly focus on recruiting and retaining more qualified and effective teachers. But policy makers are often frustrated by the seemingly high rates of attrition among teachers earlier on in their careers. This paper analyzes attrition patterns among teachers in New York City elementary and middle schools and explores whether teachers who transfer among schools, or leave teaching entirely, are more or less effective than those who remain. Findings show first-year teachers who are less effective in improving student math scores have higher attrition rates than do more effective teachers. This raises important questions about current retention and transfer policies.
Citation: Donald Boyd, Pamela Grossman, Hamilton Lankford, Susanna Loeb, James Wyckoff (2009). Who Leaves? Teacher Attrition and Student Achievement. CALDER Working Paper No. 23
Full Abstract
No Child Left Behind judges the effectiveness of schools based on their students' achievement status. However, many policy analysts argue that schools should be measured, instead, by their students' achievement growth. Using a ten-year student-level panel dataset from North Carolina, we examine how school-specific pressure related to two school accountability approaches (status and growth) affects student achievement at different points in the prior-year achievement distribution. Achievement gains for students below the proficiency cut point emerge in response to both types of accountability systems. We find little or no evidence that schools in North Carolina ignore students far below proficiency under either approach. Importantly, we find that the status, but not the growth, approach reduces the reading achievement of higher performing students, with the losses in the aggregate exceeding the gains at the bottom. The distributional effects of accountability pressure depend on the type of pressure for which schools are held accountable and the tested subject.
Citation: Helen Ladd, Douglas Lauen (2009). Status vs. Growth: The Distributional Effects of School Accountability Policies. CALDER Working Paper No. 21
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This paper describes the school mobility rates for elementary and middle school students in North Carolina and attempts to estimate the effect of school mobility on the performance of different groups of students using student fixed effects models. School mobility is defined as changing schools at times that are non-promotional (e.g., moving from middle to high school). We used detailed administrative data on North Carolina students and schools from 1996 to 2005 and followed four cohorts of 3rd graders for six years each. School mobility rates were highest for minority and disadvantaged students. School mobility rates for Hispanic students declined across successive cohorts, but increased for Black students. Findings on effects were most pronounced in math. School mobility hurt the math performance of Black and Hispanic students, but not the math performance of white students. School mobility improved the reading performance of white and more advantaged students, but had no effect on the reading performance of minority students. "Strategic" school moves (cross-district) benefitted or had no effect on student performance, but "reactive" moves (within district) hurt all groups of students. White and Hispanic students were more likely to move to a higher quality school while Blacks were more likely to move to a lower quality school. The negative effects of school mobility increased with the number of school moves.
Citation: Zeyu Xu, Jane Hannaway, Stephanie D'Souza (2009). Student Transience in North Carolina:The Effect of School Mobility on Student Outcomes Using Longitudinal Data. CALDER Working Paper No. 22
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Teach for America (TFA) selects and places graduates from the most competitive colleges as teachers in the lowest-performing schools in the country. This paper is the first study that examines TFA effects in high school. We use rich longitudinal data from North Carolina and estimate TFA effects through cross-subject student and school fixed-effects models. We find that TFA teachers tend to have a positive effect on high school student test scores relative to non-TFA teachers, including those who are certified in-field. Such effects exceed the impact of additional years of experience and are particularly strong in math and science.
Citation: Zeyu Xu, Jane Hannaway, Colin Taylor (2009). Making a Difference?: The Effects of Teach for America in High School. CALDER Working Paper No. 17
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This research brief examines differences in teacher effectiveness by school transition status and school characteristics in a large urban school district in Texas, using estimates of teacher effectiveness based on teacher contributions to student learning outcomes across classrooms. This research finds little or no evidence to support the view that more effective teachers have higher exit probabilities. In fact, the study finds that teachers who exit are significantly less effective, on average, than those who stay.
Citation: Eric Hanushek, Steven Rivkin (2008). Do Disadvantaged Urban Schools Lose Their Best Teachers?. CALDER Working Paper No. 700-1108
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This important research explores the effects of district policy interventions on the distribution of teacher qualifications and student achievement. Authors use a 5-year span of individual teacher- and student-level longitudinal data from New York City (NYC) from 2000 through 2005 to estimate the differences in the effectiveness of teachers entering NYC schools through different pathways to teaching. The study finds that the gap between the qualifications of NYC teachers in high-poverty and low-poverty NYC schools has narrowed substantially since 2000, mostly ensuing from the city's concentrated effort to match exceptionally capable teachers with very needy students and the virtual substitution of newly hired uncertified teachers in high-poverty schools with new hires from alternative certification routes: NYC Teaching Fellows and Teach for America.
[Journal of Policy Analysis and Management 27(4):793-818 (2008)]
Citation: Donald Boyd, Hamilton Lankford, Susanna Loeb, Jonah Rockoff, James Wyckoff (2008). The Narrowing Gap in New York City Teacher Qualifications and Its Implications for Student Achievement in High Poverty Schools. CALDER Working Paper No. 600-1108
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This research brief describes the legal and operational structure of the Texas longitudinal data system related to recent changes in the Family Educational Rights and Privacy Act of 1974 (FERPA)—which establishes the rights of parents to access their children's educational records and protects the confidentiality of student information—that more closely align law and practice. The U.S. Department of Education's FERPA Final Regulations Amendments took effect January 8, 2009.
Citation: Daniel M. O'Brien (2008). The Texas FERPA Story. CALDER Working Paper No. 500-1108
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There is little doubt that teacher quality is a key determinant of student achievement, but finding ways to identify and reward the best teachers has proven illusive. This research brief considers the stability of value-added measures of teacher effectiveness over time and the resulting implications for the design and implementation of performance-based teacher compensation schemes.
Citation: Tim Sass (2008). The Stability of Value-Added Measures of Teacher Quality and Implications for Teacher Compensation Policy. CALDER Working Paper No. 400-1108